Cory Roberson discusses the importance of using compliance software and consultants for investment firms.
Listen to the interview on the Business Innovators Radio Network: https://businessinnovatorsradio.com/interview-with-cory-roberson-founder-and-ceo-with-fin-compliance/
Investment firms face a constantly evolving regulatory landscape, with new laws and regulations introduced on a regular basis. These changes can be challenging to keep up with, especially for larger firms with complex internal structures. Compliance software and consultants play a crucial role in helping these firms stay up-to-date and compliant.
First and foremost, compliance software offers investment firms an efficient way to monitor their regulatory obligations. With the ever-increasing number of regulations to adhere to, it can be overwhelming for firms to manually keep track of them all. Compliance software empowers organizations to optimize the review of regulatory mandates and the documentation of procedural measures, effectively reducing the risks associated with non-compliance.